When somebody has worked hard and saved money during their career, they often rely on an investment strategy to help provide a reliable income stream in retirement. To that end, a retiree may seek out an investment advisor to, as the saying goes in the wealth management business, “make their money work” for them. Entrusting […]
Morgan & Morgan’s securities attorneys are investigating an alleged $14 million fraudulent scheme involving Integrity Aviation & Leasing (IAL), which allegedly victimized many San Antonio police officers and other first responders. The Securities and Exchange Commission recently announced charges against a San Antonio-area businessman, Victor Lee Farias, and his company, IAL, for allegedly defrauding investors. […]
The Business Trial Group at Morgan & Morgan is investigating alleged theft of client funds by former registered representative and investment adviser Michael B. Carter of Morgan Stanley. The Securities and Exchange Commission recently charged Carter with fraud based on allegations that he stole from brokerage and advisory customers. Carter worked for Morgan Stanley as […]
The Business Trial Group is investigating an alleged $60 million Ponzi scheme involving International Investment Group LLC, a former registered investment advisor. Previously, in late 2019, the Securities and Exchange Commission charged International Investment Group with fraud and revoked its registration. In March 2020, the SEC obtained a final consent judgment requiring International Investment Group to pay […]
